Compliance Week | News, Events & Thought Leadership for the …
WEBSep 10, 2024By Adrianne Appel. Wynn Las Vegas agreed to forfeit $130 million to settle a range of criminal allegations, including allegedly helping foreign customers hide money transfers and shielding patrons from Bank Secrecy Act and anti-money laundering rules, the Department of Justice said. News Brief.
Kraft Heinz fined $62M in SEC accounting probe - Compliance Week
WEBSep 3, 2021 · Kraft Heinz fined $62M in SEC accounting probe. By Jaclyn Jaeger Fri, Sep 3, 2021 8:03 AM. Kraft Heinz agreed to pay $62 million as part of a settlement with the SEC for improper accounting that led to the restatement of several years of financial reporting. THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one …
How compliance officers can apply COSO’s ERM Framework in …
WEBDec 22, 2020 · How compliance officers can apply COSO’s ERM Framework in practice. Representatives from the Committee of Sponsoring Organizations of the Treadway Commission and its partners explain how to implement the organization’s latest guidance on identifying, monitoring, and mitigating compliance risks. THIS IS …
What companies/auditors need to know for 2021 year-end audits
WEBDec 6, 2021 · Article Report: Record low number of going concern opinions in FY2020. 2022-02-28T17:17:00Z By Maria L. Murphy. Public companies receiving going concern audit opinions during fiscal year 2020 were at the lowest number and percentage in the past 21 years, with little change among common issues, …
Historic EY fine latest by-product of KPMG cheating scandal
WEBJun 29, 2022 · It is impossible to ignore the Securities and Exchange Commission’s (SEC) record $100 million fine against EY for employee exam cheating is exactly double the amount the regulator penalized fellow Big Four firm KPMG in 2019 for its infamous cheating scandal. Especially since the latter served as a catalyst for the former. It was two days after the SEC fined KPMG $50 million for stealing ...
Compliance Week National Conference is going back in person in …
WEBOct 25, 2021 · Mark your calendars: Come May 2022, Compliance Week’s National Conference in Washington, D.C. will be held in person for the first time in nearly three years! We’re thrilled to host this community of thoughtful and inspiring compliance leaders face-to-face once again for what we’re confident will be an unforgettable—and safe—experience.
Free CPE Webcasts | Governance, Risk & Compliance | Compliance …
WEBCompliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.. Live Webcasts (listed below) last one hour and must be viewed in their entirety in ...
How global compliance works at the local level
WEBJun 11, 2021 · How global compliance works at the local level. By David Povey, International Compliance Association Fri, Jun 11, 2021 9:30 AM. For compliance officers working for global companies, it is important to understand the way different regions view compliance and how it may differ from your home country’s views. THIS IS MEMBERS-ONLY CONTENT.
Conducting a Practical Compliance Risk Assessment
WEBJul 28, 2015 · Risk assessment is standard fare for a mature compliance program. The challenge for compliance officers is to ensure that their assessment works well, finding the right risks and generating information they can use to improve their program. This week, columnist Jose Tabuena identifies steps for conducting a meaningful compliance risk ...
The importance of maintenance and record-keeping
WEBMay 31, 2022 · To effectively maintain records, a record-keeping or record management system should be established. The purpose of a record management system is to store and track compliance-related documents, policies, and procedures. An effective system will help ensure regulatory mandates are met, any documentary evidence is …
Skip to content