Being proactive in meeting the sophisticated needs of HNW and UHNW clients should lead to stronger, more resilient practices.

Ameriprise accuses LPL of encouraging recruits to abscond with client data; LPL says Ameriprise aims to restrict competition.

Most of the 11 largest publicly traded broker-dealers posted year-over-year profit growth in the third quarter of 2024, with ...

Vanguard has agreed to pay $40 million to settle a long-running lawsuit over a selloff that investors likened to an "elephant ...

The new ruling could spur hundreds more advisors to file claims against the wirehouse, the plaintiffs' lawyer says.

While the proposal has no legal effect, the vote opens the door to a new debate over ramping up taxes on the rich.

A strong economy and retiring baby boomers pushed U.S. individual annuity sales to $115 billion in the third quarter, up 29% ...

The market is more focused on the positive aspects of Trump's agenda with less concern on tariff impacts and wider policy ...

One tax expert from Kitces.com says it's now quite likely that the current estate tax exemption will be extended.

The new administration is likely to pull back on Biden-era measures affecting health insurers, drug prices and public-health ...

Advisors who are experts at helping clients accumulate wealth may lack knowledge about the retirement income phase.