PEDRO MARTINEZ MARTINEZ Section Title Report Summary Broker Qualifications Registration and Employment History CRD# 7648023 1 2 - 6 8 Page(s) Please be aware that fraudsters may link to BrokerCheck from phishing and similar scam websites, trying to steal your personal information or your money.
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PEDRO A. MARTINEZ CRD# 2557989 This broker is not currently registered. Report Summary for this Broker This report summary provides an overview of the broker's professional background and conduct. Additional information can be found in the detailed report. Disclosure Events All individuals registered to sell securities or provide
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This section provides the types of business, including non-securities business, the brokerage firm is engaged in or expects to be engaged in. This firm currently conducts 11 types of businesses. Types of Business. Broker or dealer retailing corporate equity securities over-the-counter.
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HAP TRADING, LLC ("HAP"), AN EXCHANGE MARKET-MAKER ORGANIZATION, WAS CENSURED AND FINED $30,000 FOR THE FOLLOWING CONDUCT. HAP (I) FAILED TO MEET THE EXCHANGE'S 75% MINIMUM DISTRIBUTION MARKET-MAKER TRADING REQUIREMENT; (II)EFFECTED NUMEROUS TRANSACTIONS THROUGH THE USE OF …
PRINCIPAL SECURITIES, INC. CRD# 1137 SEC# 8-13975 Main Office Location 711 HIGH STREET DES MOINES, IA 50392 Regulated by FINRA Kansas City Office Mailing Address
PEDRO A. COLON FERREIRA CRD# 1077259 Currently employed by and registered with the following Firm(s): FIRST SOUTHERN, LLC GAM Tower 2 Tabonuco Street, Suite 200 GUAYNABO, PR 00968 CRD# 282756 Registered with this firm since: 05/09/2022 B Report Summary for this Broker
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